Manuel B. Garcia

Manuel B. Garcia serves as the Senior Director for Educational Technology and Digital Learning at FEU Institute of Technology, Manila, Philippines. Read More

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Would You Be Comfortable Explaining Your AI Use to an Editor, Reviewer, Participant, Funder, or Ethics Committee?

Researchers may need to explain their AI use to stakeholders with different responsibilities and expectations. Learn what each stakeholder needs to know, how to substantiate AI-assisted procedures, and why being comfortable with disclosure is a useful reflection exercise but not a substitute for compliance or scientific validity.

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Explaining AI Use to Research Stakeholders Guide 1191 of 1196
01 · The Question

Could You Explain and Defend Your AI Use to Everyone With a Legitimate Interest in Your Research?

A researcher uses generative AI to prepare statistical code, classify interview responses, and improve manuscript wording. The resulting article is nearly ready for submission.

The researcher is comfortable telling the journal editor that AI assisted with writing. However, explaining the classification procedure to a methodological reviewer would be more difficult. The researcher has not preserved the original outputs or established how classification accuracy was evaluated.

The situation becomes more complicated when considering participants. The interview transcripts were processed through an external AI service, although the consent materials did not explicitly describe that arrangement.

Would the researcher be comfortable explaining these decisions to the journal, the participants, the research funder, or the institutional ethics committee?

The question is useful because discomfort may reveal an unresolved methodological or ethical concern. Yet comfort alone is not a reliable standard. A researcher can confidently explain an inappropriate procedure, just as a cautious researcher may feel uneasy about an entirely defensible one.

02 · The Short Answer

You Should Be Able to Give an Accurate, Evidence-Based Explanation of Consequential AI Use

In Brief

Researchers should be able to explain what AI contributed, why its use was appropriate, what information it processed, how consequential outputs were evaluated, and who remained responsible for the final decisions. The explanation should be adapted to the legitimate responsibilities of the editor, reviewer, participant, funder, or ethics committee.

Personal comfort is a useful prompt for reflection, not an ethical clearance or methodological validation test. An explanation must also satisfy applicable disclosure, confidentiality, consent, and research governance requirements. Researchers should not confuse willingness to disclose with evidence that the underlying procedure was scientifically or ethically defensible.

03 · What You Need to Know

How to Explain AI-Assisted Research to Different Stakeholders

Why the Ability to Explain AI Use Matters

Scientific research involves accountability to people and institutions with legitimate interests in how the work was conducted.

Editors assess compliance with publication policies and the integrity of submitted manuscripts. Reviewers evaluate methodological justification and evidentiary support. Participants have interests in how their information is used and how research activities may affect them.

Funders may establish conditions governing project methods, expenditure, confidentiality, and reporting. Ethics committees evaluate research procedures and participant protections within their applicable authority.

These responsibilities overlap, but they are not identical.

A useful explanation should address the questions that the particular stakeholder is entitled to ask, rather than provide the same generic declaration to everyone.

Why Comfort Is Not a Scientific Standard

Researchers sometimes use a personal transparency question as a practical test: Would I be willing to explain this procedure openly?

The question can reveal uncertainty about undocumented AI use, insufficient verification, or questionable information processing.

However, psychological comfort does not establish methodological validity.

A researcher may be comfortable relying on an AI-generated citation without realizing that the publication does not exist. Another researcher may feel uncomfortable describing an approved and carefully validated AI-assisted procedure because the technology remains unfamiliar.

The meaningful standard is whether the explanation can be supported by relevant evidence and satisfies applicable obligations.

What Should Every Consequential Explanation Establish?

Although different stakeholders require different information, researchers should be able to establish the basic role of AI in the study.

This includes identifying the task, the system used where known, the information processed, the scientific purpose, and the relationship between generated outputs and final research decisions.

Researchers should also explain relevant verification procedures, limitations, and authorization.

For example, saying that AI assisted with statistical analysis is less informative than explaining that AI generated preliminary Python code, which researchers inspected, corrected, and executed using a documented analytical procedure.

The explanation should accurately distinguish automated assistance from independent scientific judgment.

What Does a Journal Editor Need to Know?

Journal editors may need information about AI assistance to evaluate compliance with publication policies and the accuracy of the scholarly record.

Requirements vary across publishers and may change over time.

Some policies distinguish routine language correction from substantive generative AI assistance. Others require broader declarations.

Researchers should examine the target journal's current instructions and describe AI involvement according to those requirements.

Where AI materially contributed to methods or analysis, the manuscript may also need an adequate methodological description.

An AI disclosure statement does not replace the author's responsibility for accuracy, originality, appropriate attribution, and research integrity.

What Does a Peer Reviewer Need to Know?

A reviewer evaluating an AI-assisted method may ask how the procedure was selected, implemented, and validated.

For example, if AI classified open-ended survey responses, the reviewer may reasonably ask how the categories were defined, whether the model was evaluated against reference judgments, and how classification errors could affect the findings.

A statement that all outputs were manually checked may be insufficient without an explanation of the review procedure.

Researchers should be able to present methodological evidence rather than rely on the model's reputation or confidence.

Reviewers may also need to understand whether model updates, unavailable technical information, or data-processing restrictions limit reproducibility.

What Do Research Participants Need to Know?

Participants' information needs depend on the study and applicable consent and ethics requirements.

When AI directly interacts with participants or materially changes how their information is processed, researchers should determine what must be communicated before participation or before the new processing occurs.

For example, participants may need to understand that their interview recordings will be processed by an external transcription provider, where that information is material to informed participation.

Researchers should avoid misleading statements about whether an interaction involves a human or an automated system.

However, not every use of AI for manuscript editing creates a new participant notification obligation.

Participant-facing explanations should be accurate, comprehensible, and consistent with the approved research arrangements.

What Does a Research Funder Need to Know?

Funders may establish requirements concerning research methods, data management, reporting, intellectual property, and responsible use of project resources.

An AI-assisted activity may raise questions about whether the procedure falls within the approved project scope or requires additional authorization.

For example, a funded study may have contractual restrictions on sharing data with external service providers.

Researchers should distinguish ordinary scholarly disclosure from the specific obligations established by the funding agreement.

A journal's permission to use AI does not automatically override funder requirements.

Where the project involves a consequential methodological change, researchers should examine whether the funder requires notification or approval.

What Does a Research Ethics Committee Need to Know?

Ethics committees may need to understand how AI affects participant recruitment, consent, interactions, confidentiality, eligibility, or foreseeable risks.

For example, an AI chatbot introduced into an educational intervention may change what participants experience and the safeguards necessary for the study.

A committee may require information about the system's intended function, the data involved, human oversight, validation, and procedures for handling unexpected outputs.

The applicable review requirements depend on the institution, jurisdiction, and research design.

Researchers should not assume that an approved original protocol automatically covers every subsequent AI-related change.

How Do Stakeholder Expectations Differ?

Stakeholder Principal concern Evidence or explanation
Journal editor Publication policy and research integrity Accurate AI disclosure and appropriate manuscript reporting
Peer reviewer Methodological validity and reliability Procedures, validation, assumptions, and limitations
Research participant Informed participation, confidentiality, and welfare Relevant explanation of AI involvement and information processing
Research funder Compliance with project conditions Authorized methods, data management, and required reporting
Research ethics committee Research procedures and participant protection Protocol information, risks, safeguards, and amendments where required
Research institution Governance, information security, and accountability Approved systems, processing arrangements, and responsible personnel

The table identifies typical interests rather than universal reporting requirements. The authority and information needs of each stakeholder depend on the governing arrangements.

Why a Generic AI Disclosure May Be Inadequate

A statement such as generative AI was used during the research may be accurate but insufficiently informative.

It does not distinguish manuscript editing from automated measurement or explain whether confidential data were processed.

Researchers should describe the actual contribution in language appropriate to the audience.

For a journal, this may involve a concise declaration and a separate methodological explanation.

For an ethics committee, the relevant information may concern the processing environment, participant risks, and safeguards.

The objective is substantive transparency, not merely mentioning AI.

How Should Researchers Explain AI-Generated Statistical Code?

Researchers should distinguish generating code from conducting and validating an analysis.

For example, AI may produce an initial script while the research team selects the statistical model, examines assumptions, corrects the code, and independently verifies important calculations.

A defensible explanation should identify these respective contributions.

If the researcher cannot explain the model specification or why it is suitable for the data, the difficulty is methodological rather than merely communicative.

Additional expertise or verification may be necessary before the result can be defended.

How Should Researchers Explain AI-Assisted Qualitative Coding?

AI-assisted qualitative analysis may involve preliminary coding, classification, summarization, or interpretation.

The explanation should identify what the system generated and how researchers engaged with the original material.

For example, researchers may use AI to propose initial categories while developing final themes through reflexive analytical work.

The methodological explanation should follow the selected qualitative approach.

Researchers should not claim that automated agreement establishes validity under every qualitative methodology.

Nor should they represent AI-generated interpretations as independent human analysis.

What if the AI System Cannot Be Fully Explained?

Researchers may not have access to proprietary model weights, complete training information, or hidden system instructions.

This does not automatically make every use of the system scientifically unacceptable.

However, researchers should identify which details are unavailable and whether those limitations affect the task.

For example, an unavailable model snapshot may create a significant reproducibility concern when AI-generated classifications form the primary outcome variable.

The explanation should distinguish known information from assumptions.

Researchers should not invent technical details to make the procedure appear more transparent.

What if Stakeholders Ask for Confidential Prompts or Data?

Transparency obligations do not automatically authorize unrestricted disclosure of participant information or confidential research materials.

A reviewer may need methodological information without receiving identifiable interview transcripts.

Researchers may provide de-identified examples, controlled-access records, methodological summaries, or other permitted evidence where appropriate.

The relevant arrangements depend on confidentiality commitments, journal requirements, institutional policies, and applicable law.

Researchers should not resolve one transparency concern by creating a new unauthorized disclosure.

Can Researchers Explain AI Use Without Defending Every AI Suggestion?

Yes. Research workflows often involve exploratory suggestions that are subsequently rejected.

Not every abandoned wording suggestion or speculative idea requires detailed justification.

However, consequential AI recommendations that materially changed the study may require an explanation of the final decision.

For example, if AI suggested changing a statistical method, the researcher should be able to explain the independent methodological evidence supporting the change.

The objective is accountability for the completed research rather than exhaustive documentation of every exploratory interaction.

What if an Explanation Reveals a Research Problem?

Difficulty explaining a consequential procedure may reveal missing documentation, insufficient validation, or an unresolved authorization issue.

Researchers should investigate the underlying problem rather than simply improve the wording of the explanation.

For example, if a team cannot explain how AI-generated classifications were validated, drafting a more polished disclosure does not establish their reliability.

The appropriate response may involve additional analysis, methodological review, institutional consultation, or revision of the research claims.

Transparency is valuable partly because it can expose weaknesses that require substantive correction.

Does Willingness to Explain AI Use Establish Research Integrity?

No. Willingness to disclose is consistent with transparency but does not establish that the procedure was authorized, valid, or accurately reported.

A researcher may sincerely believe that a method is appropriate while misunderstanding its assumptions.

Conversely, a researcher may be reluctant to discuss AI because of uncertainty about changing institutional attitudes, even when the procedure was defensible.

Research integrity should be evaluated through actual conduct, evidence, applicable requirements, and the accuracy of the scholarly record.

Personal comfort is best used as an invitation to examine these matters, not as a substitute for doing so.

When Should Researchers Seek Clarification Before Proceeding?

Clarification may be necessary when disclosure policies are ambiguous, participant information processing is uncertain, or the proposed AI activity changes an approved research procedure.

Researchers should identify the authority responsible for the particular question.

Editorial offices can clarify journal submission requirements. Institutional privacy personnel can assess information-processing arrangements. Ethics committees can determine whether proposed changes require review under their procedures.

Methodological specialists can help evaluate scientific validity.

Seeking clarification from the appropriate authority is generally more useful than asking one stakeholder to resolve matters outside its responsibility.

What Does a Defensible Explanation Ultimately Demonstrate?

A defensible explanation identifies the actual AI contribution and connects it to appropriate authorization, verification, and human scientific judgment.

It should enable the relevant stakeholder to understand the procedure without relying solely on the researcher's confidence.

Researchers should be able to acknowledge limitations and explain what was done to manage them.

The objective is not to make every stakeholder approve of AI use in principle.

It is to demonstrate that the particular use was appropriate, accurately reported, and supported by evidence sufficient for its scientific role.

04 · A Practical Example

Explaining AI-Assisted Interview Analysis to Different Research Stakeholders

Hypothetical Example

A Mixed-Methods Study of AI Literacy in Higher Education

A research team surveys 480 university students and conducts 30 interviews. AI assists with preliminary qualitative coding and statistical code generation.

Before publication, the researchers prepare explanations for stakeholders who may ask about the use of AI.

For the journal editor.

The team prepares an accurate AI-use declaration that follows the journal's policy and identifies the nature of the assistance.

For methodological reviewers.

The researchers preserve the coding instructions, relevant model information, validation evidence, and final analytical decisions.

For participants.

The team checks whether the AI processing arrangements are consistent with the approved consent and confidentiality commitments and provides required information through the authorized process.

For the funder.

The researchers confirm that the analytical procedure and data processing comply with the applicable project agreement.

For the ethics committee.

The team establishes whether the AI processing was covered by the approved protocol and whether any changes required institutional review.

For the research record.

The final documentation links AI-generated outputs with human corrections, independent verification, and the reported findings.

Suppose the team discovers that the AI coding procedure was adequately validated but that the approved protocol did not clearly authorize the external processing service.

The correct response is not merely to disclose the provider in the manuscript. The researchers should seek the appropriate institutional determination and address any identified noncompliance.

The example demonstrates why different stakeholders may require different evidence about the same AI-assisted activity.

05 · What Researchers Often Get Wrong

Misconceptions About Explaining AI Use to Research Stakeholders

Misconception

If I Am Comfortable Disclosing AI Use, Does That Mean It Was Responsible?

No. Comfort does not establish methodological validity, authorization, or compliance with applicable requirements.

Misconception

Does One AI Disclosure Statement Satisfy Every Stakeholder?

Not necessarily. Editors, reviewers, participants, funders, and ethics committees may have different legitimate information needs and requirements.

Misconception

Does Transparency Replace Independent Verification?

No. Accurate disclosure identifies AI involvement but does not establish that generated outputs are scientifically correct.

Misconception

Must Researchers Publish Confidential AI Prompts to Demonstrate Transparency?

No. Disclosure and documentation should comply with applicable confidentiality and information protection obligations.

Misconception

Does Journal Permission Automatically Authorize AI Processing of Participant Data?

No. Publication policies do not replace research ethics approval, institutional authorization, or data protection obligations.

Misconception

Does an Uncomfortable Researcher Necessarily Have Something to Hide?

No. Discomfort may reflect uncertainty, unfamiliarity, or concern about policy interpretation. The relevant question is whether the actual procedure can be justified through evidence.

06 · What This Means for You

Prepare Explanations That Match the Stakeholder's Legitimate Questions

Before completing an AI-assisted study, identify who may reasonably need information about the AI contribution and what each stakeholder is entitled to evaluate.

Researchers should connect AI disclosure requirements with the evidence needed to defend AI-assisted methods during peer review.

A simple decision framework

If an editor asks about AI assistance
Provide an accurate declaration consistent with the journal's current policy.
If a reviewer questions an AI-assisted method
Explain the procedure, methodological rationale, verification evidence, and limitations.
If participants or an ethics committee ask about AI processing
Address the relevant participant-facing procedures, confidentiality arrangements, authorization, and safeguards.
If you cannot substantiate a consequential AI contribution
Investigate the underlying documentation, validation, or authorization problem before relying on the output.

Researchers should also ensure that consequential AI interactions are documented and that the analytical process can be reconstructed where feasible.

The strongest explanation is not necessarily the longest. It is the one that accurately identifies what AI did and provides the evidence needed to evaluate its contribution.

07 · A Quick Checklist

Before Explaining AI Use to Research Stakeholders

Confirm that you can:
Identify the actual AI contributions to the research.
Explain why the selected AI procedures were appropriate for their intended tasks.
Describe what information the AI system processed and under what authorization.
Provide relevant model, workflow, and validation information for consequential outputs.
Distinguish AI-generated suggestions from final human scientific decisions.
Identify applicable journal, funder, institutional, and ethics requirements.
Explain material limitations without exaggerating certainty or reproducibility.
Protect confidential information when responding to legitimate requests for transparency.
Investigate consequential questions that cannot yet be answered with evidence.
08 · Frequently Asked Questions

Frequently Asked Questions About Explaining AI Use in Research

Should researchers be comfortable explaining their AI use?

They should be able to explain consequential AI use accurately and substantiate it with evidence. Personal comfort can encourage reflection but does not establish compliance or scientific validity.

Do journal editors and reviewers need the same AI information?

Not necessarily. Editors may focus on publication requirements, while reviewers may need detailed methodological and validation evidence.

Must participants always be told that AI was used?

Requirements depend on the research activity, consent arrangements, and applicable ethics or data protection obligations. Participant-facing AI and material changes to information processing may require specific communication.

Can a funder require AI reporting beyond journal disclosure?

Yes. Funding agreements may establish independent obligations concerning methods, information processing, reporting, and authorization.

What if a researcher cannot explain how an AI result was validated?

The researcher should investigate the validation gap and obtain appropriate evidence or qualified review before relying on the consequential result.

Does an AI disclosure statement establish ethical compliance?

No. Disclosure does not replace required ethics review, participant protections, or privacy and security authorization.

Must confidential prompts be shared with reviewers?

Not automatically. Researchers should satisfy legitimate methodological scrutiny through authorized documentation and access arrangements without violating confidentiality obligations.

Can an AI procedure be defensible even if the researcher feels uneasy explaining it?

Yes. The relevant criteria are methodological evidence, appropriate authorization, accurate reporting, and accountability rather than subjective comfort.

09 · The Bottom Line

Be Prepared to Explain AI Use With Evidence, Not Merely Confidence

The Bottom Line

Researchers should be able to explain consequential AI contributions to relevant stakeholders through accurate descriptions of the tasks, authorization, verification, limitations, and human decisions involved.

Different stakeholders may require different information. Personal willingness to disclose is useful for reflection, but responsible AI use ultimately depends on scientific defensibility, appropriate governance, and truthful reporting.

10 · Sources and Further Reading

Authoritative Sources on AI Research Transparency and Accountability

11 · Cite this Guide

How to Cite This Guide

This guide is intended to be read, shared, and used in research, teaching, and academic work. If you draw on its ideas, explanations, or other content, please acknowledge the source by citing the guide. Doing so gives appropriate credit and helps your readers locate the original resource.

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