03 · What You Need to Know
Establishing Clear and Defensible AI Expectations in Research Supervision
Why Ambiguous AI Expectations Create Supervisory Problems
Research students may interpret the absence of a prohibition as permission to use AI for a wide range of activities.
Supervisors may assume that students will independently recognize which uses are inappropriate.
These assumptions can produce disagreement when AI contributes to methodological decisions, confidential data processing, or submitted scholarly content.
For example, a student may consider AI-generated statistical code a form of routine technical assistance.
A supervisor may regard the same activity as consequential because the student cannot explain or verify the implementation.
Clear expectations help distinguish the use of a tool from the intellectual responsibility associated with its outputs.
They also allow students to seek clarification before undertaking activities that may affect research validity or compliance.
Begin With Applicable Institutional Requirements
Supervisors should first identify the policies governing the student's research.
These may include university AI rules, graduate school regulations, research ethics approvals, confidentiality agreements, funder requirements, and relevant disciplinary standards.
Supervisor guidance should be consistent with these requirements.
A supervisor's informal permission should not be treated as authorization to disregard an institutional restriction.
Similarly, a supervisor should distinguish personal preferences from binding institutional rules.
Where requirements are unclear or conflicting, the responsible institutional authority should be consulted.
Clear supervision begins with accurate identification of the rules that actually apply.
Define AI Use by Research Task Rather Than General Permission
A statement such as "AI may be used responsibly" provides limited practical guidance.
Students need to understand how that permission applies to literature searching, research design, instrument development, data analysis, qualitative interpretation, and manuscript writing.
Task-specific expectations can distinguish routine assistance from consequential intellectual contributions.
| Research activity |
Illustrative expectation |
Supervisory concern |
| Language editing |
May be permitted subject to applicable rules and meaning verification |
Preserving scientific accuracy and the student's argument |
| Literature exploration |
May be used for preliminary discovery with independent source verification |
Fabricated references and incomplete retrieval |
| Research design recommendations |
Require independent justification and discussion of consequential choices |
Methodological suitability |
| Instrument development |
Substantive generated items require appropriate evaluation |
Measurement quality and intellectual contribution |
| Statistical code generation |
Require inspection, testing, and documented analytical decisions |
Computational and statistical correctness |
| Qualitative analysis |
Use must fit the methodology and data-protection requirements |
Interpretive responsibility and confidentiality |
| Results interpretation |
AI suggestions must be evaluated against actual findings |
Unsupported conclusions |
| Thesis drafting |
Follow institutional rules and preserve independent scholarly authorship |
Attribution, competence, and accurate reporting |
These examples are not universal permissions. Supervisors should adapt them to the project and applicable institutional requirements.
Distinguish Permitted, Restricted, and Approval-Required Activities
A useful supervisory framework may identify activities that students can undertake independently, activities requiring prior discussion, and activities that are prohibited.
For example, a supervisor might permit AI-assisted grammar correction without individual approval while requiring consultation before AI is used to recommend substantial changes to the analytical plan.
Uploading identifiable participant information to an unauthorized external service may be prohibited under the project's confidentiality requirements.
The categories should be clearly defined and supported by reasons relevant to the research.
Students should know whether a restriction concerns learning objectives, research validity, confidentiality, or formal institutional compliance.
Explain Which Decisions Must Remain Human Responsibilities
AI can suggest research questions, methods, interpretations, and analytical procedures.
However, researchers remain responsible for determining whether these suggestions are appropriate.
Students should be able to explain why a methodology was selected, how evidence supports an interpretation, and which limitations affect the findings.
Supervisors should identify the research competencies that students must demonstrate independently.
These expectations should reflect the degree program, discipline, and student's level of training.
Independent competence does not require students to perform every routine operation manually, but it does require sufficient understanding of consequential research decisions.
Why Verification Expectations Must Be Explicit
Students should not assume that AI-generated information is accurate because it is fluent or accompanied by references.
Supervisors should specify how important outputs are to be checked.
For literature reviews, this may involve verifying bibliographic details and examining original publications.
For statistical analysis, it may involve checking model assumptions, code behavior, and interpretations.
For qualitative research, it may involve examining original material and evaluating generated codes or themes according to the selected methodology.
These expectations should be connected to the actual research workflow.
Students may benefit from explicit instruction in verifying AI-generated research information.
How Should Supervisors Set Documentation Requirements?
Documentation should help reconstruct consequential AI contributions and the student's evaluation of them.
A useful record may identify the task, system, relevant recommendation, verification undertaken, and final decision.
However, requiring every prompt and response is not universally necessary.
Complete interaction logs may contain sensitive or irrelevant information and can create substantial administrative burdens.
Supervisors should establish proportionate expectations consistent with applicable requirements.
The question of whether students should document their AI use should therefore be addressed before substantial assistance occurs.
How Should AI Disclosure Be Discussed?
Students should understand that internal documentation and formal disclosure serve different purposes.
Internal records can help supervisors understand how research decisions were developed.
Publication disclosure communicates relevant AI assistance according to the requirements of a journal or publisher.
The International Committee of Medical Journal Editors states that human authors remain responsible for AI-assisted work and provides recommendations concerning disclosure.
Other publication venues may establish different requirements.
Supervisors should help students identify the applicable policies rather than assume that a single disclosure statement is sufficient for every context.
Why Research Data Confidentiality Requires Specific Rules
Research students may work with participant interviews, institutional records, unpublished manuscripts, or other restricted information.
Uploading such material to an external AI service can create confidentiality and data-protection concerns.
Supervisors should identify which categories of data may be processed using particular tools and under what conditions.
These decisions should reflect consent arrangements, research ethics approvals, institutional policies, and relevant legal obligations.
De-identification may reduce risk but does not necessarily eliminate the possibility of re-identification.
Where students need to practice AI-assisted analysis, synthetic or appropriately authorized data may provide a safer instructional alternative.
Should Supervisors Require Students to Ask Permission Every Time?
Requiring approval for every minor interaction may be unnecessary and difficult to administer.
A more proportionate approach is to define categories of permitted activities and specify which consequential uses require prior consultation.
For example, routine language editing may be permitted under an established policy, while using AI to alter participant eligibility criteria may require explicit approval.
However, institutional rules may impose additional restrictions.
The supervisor should communicate when students can exercise independent judgment and when consultation is mandatory.
This supports responsible autonomy without abandoning oversight.
How Should Expectations Reflect Student Experience?
Beginning researchers may require more detailed guidance and opportunities for independent practice.
Experienced students may be capable of evaluating certain AI-assisted tasks more autonomously.
However, expertise is task-specific.
A doctoral student with substantial programming experience may require less technical support than a senior researcher learning a new programming language.
Supervisors should therefore match expectations to demonstrated competence rather than academic seniority alone.
The distinction between beginning and experienced researchers' AI use is relevant to supervisory planning.
Why Written Agreements Can Be Useful
A short written agreement can reduce ambiguity by identifying permitted activities, approval requirements, verification responsibilities, documentation expectations, and confidentiality safeguards.
It may also specify how students should seek clarification when a new AI tool or research activity arises.
Such an agreement should not be treated as a substitute for institutional policy or research ethics approval.
Its purpose is to translate applicable requirements into practical expectations for a particular project.
Written agreements may be especially useful in long-term thesis research, where supervisory conversations occur over several years and personnel or technological conditions may change.
What Should an AI Supervision Agreement Include?
| Agreement component |
Question to resolve |
| Applicable policies |
Which institutional, ethics, funder, and publication requirements govern the project? |
| Permitted uses |
Which AI-assisted activities can students undertake without separate approval? |
| Restricted uses |
Which activities are prohibited or require prior consultation? |
| Independent competence |
Which research decisions must students explain and defend? |
| Verification |
How should consequential AI-generated outputs be checked? |
| Documentation |
What records should students preserve and where? |
| Confidentiality |
Which information may be processed using approved AI tools? |
| Disclosure |
How should relevant assistance be reported in the thesis or publications? |
| Review process |
When should expectations be reconsidered or updated? |
| Disagreement resolution |
Whom should students consult when requirements are unclear or contested? |
The agreement should remain proportionate to the research project and should not create obligations inconsistent with institutional rules.
How Often Should Expectations Be Reviewed?
AI-use expectations should be revisited when the research enters a substantially different phase or when relevant requirements change.
For example, rules appropriate during literature exploration may require revision before participant data are collected.
Similarly, preparing a manuscript for publication may introduce additional disclosure obligations.
Reviews can occur during existing supervisory milestones rather than through unnecessary administrative meetings.
Changes should be communicated clearly and documented where appropriate.
Students should not be expected to infer new restrictions from informal remarks or changing technological preferences.
What Should Supervisors Do When Students Disagree?
Disagreement may concern whether a particular AI activity is educationally appropriate, methodologically defensible, or permitted under institutional rules.
Supervisors should explain the rationale for restrictions and identify the applicable authority.
Students should have an appropriate opportunity to seek clarification or raise concerns.
Where the disagreement concerns a formal institutional requirement, the relevant academic or research governance office may need to provide guidance.
Supervisory authority should be exercised transparently and consistently with institutional procedures.
A disagreement about AI use should not automatically be interpreted as evidence of student misconduct or unwillingness to learn.
How Can Supervisors Model Responsible AI Use?
Supervisors influence students not only through written rules but also through their own research practices.
If supervisors use AI to review manuscripts, generate analytical code, or prepare feedback, they should apply appropriate verification and confidentiality safeguards.
They should also avoid presenting automated recommendations as unquestionable authority.
For example, a supervisor may use AI to suggest alternative interpretations but should evaluate those suggestions before recommending changes to the student's thesis.
Modeling responsible use helps establish that AI is a tool for scholarly evaluation rather than a substitute for methodological expertise.
Why Clear Expectations Support Trust
Unclear AI rules can create uncertainty about whether students are meeting their responsibilities.
Students may conceal otherwise permissible assistance because they fear criticism, while supervisors may become suspicious of polished work without sufficient evidence.
Clear expectations can reduce these misunderstandings.
They also establish a basis for discussing genuine concerns about competence, verification, or research integrity.
Trust in supervision should not depend on assuming that every AI output is accurate or every student decision is appropriate.
It should be supported by transparent expectations, evidence-based review, and fair procedures.