Manuel B. Garcia

Manuel B. Garcia serves as the Senior Director for Educational Technology and Digital Learning at FEU Institute of Technology, Manila, Philippines. Read More

Contact Info

1607, FEU Tech Building,
P. Paredes St, Sampaloc,
Manila, Philippines
mbgarcia@feutech.edu.ph

Follow Me

Should a Thesis Predetermine a Qualitative Sample-Size Range?

A qualitative thesis may need a prospective participant target for ethics review and research planning, but that number should not automatically become an inflexible analytical requirement. Learn how to justify an initial sample-size range, preserve methodological flexibility, and explain deviations from the recruitment plan.

709
Predetermining a Qualitative Thesis Sample Size Guide 709 of 1272
01 · The Question

Should You Specify an Exact Number of Qualitative Participants Before Your Thesis Begins?

You are preparing a qualitative thesis proposal and your adviser asks how many participants you intend to interview. You propose fifteen to twenty participants, explaining that the final number will depend on the adequacy of the information collected.

Your adviser wants an exact number. Your ethics application also requires an anticipated recruitment total. Yet the methodology you selected allows data collection and analysis to inform one another, meaning that you cannot know in advance precisely how much information participants will provide.

Should you commit to twenty interviews, establish a provisional range, or avoid specifying a number altogether?

The difficulty is not simply administrative. A thesis must demonstrate that recruitment is feasible and ethically justified while preserving the sampling logic required by its methodology.

02 · The Short Answer

A Predetermined Range Is Often Appropriate, but It Should Be Justified and Methodologically Flexible

In Brief

A qualitative thesis can appropriately specify an initial sample-size target or range before data collection, particularly for proposal approval, ethics review, recruitment planning, and resource allocation. However, the planned number should not automatically be treated as proof of sample adequacy or as an inflexible stopping rule.

The appropriate degree of flexibility depends on the qualitative methodology, research aim, sampling strategy, and institutional requirements. Researchers should justify the prospective range and explain how the achieved sample will ultimately be evaluated.

03 · What You Need to Know

Planning a Qualitative Thesis Sample Without Creating an Arbitrary Quota

Why Do Thesis Proposals Require Participant Numbers?

A thesis proposal must establish that the planned research can be conducted responsibly and within available resources.

Participant estimates help supervisors and research committees evaluate recruitment feasibility, expected workload, data-management requirements, and the likely duration of fieldwork.

Ethics committees may also need to understand the anticipated number of people exposed to recruitment procedures, interviews, or other research activities.

These are legitimate planning considerations. They do not necessarily imply that qualitative sample adequacy can be determined with numerical certainty before data collection.

Institutional requirements vary. Some protocols request an exact anticipated number, while others permit a range or a maximum recruitment ceiling. Researchers should follow the applicable approved protocol and amendment procedures.

What Is the Difference Between a Target, Range, Minimum, and Maximum?

These terms serve different purposes and should not be used interchangeably.

Planning term Meaning Important qualification
Target sample size The number of participants researchers initially intend to recruit. Does not automatically establish adequacy.
Provisional range An anticipated interval within which recruitment may reasonably conclude. Requires a rationale and a method for reviewing adequacy.
Minimum planned number A lower planning threshold established for a specified reason. Should not be confused with a universally sufficient methodological minimum.
Maximum recruitment number An upper limit established by protocol, ethics approval, or practical design. May be an administrative ceiling rather than evidence of analytical completeness.
Achieved sample size The number of participants actually included in the study. Must be reported and justified in relation to the resulting analysis.

A proposal stating that fifteen to twenty participants are anticipated should explain what the range represents. It should not imply that reaching fifteen automatically demonstrates adequacy or that twenty participants necessarily exhaust the relevant information.

Why Can an Exact Number Be Difficult to Justify Prospectively?

Qualitative interviews do not always contribute equivalent amounts of information.

Participants may differ in the relevance of their experiences, willingness to discuss sensitive matters, and ability to provide detailed accounts. Early analysis may also reveal perspectives that the original recruitment plan did not adequately anticipate.

For methodologies involving iterative sampling, such developments may justify recruiting additional participants or seeking different participant characteristics.

Consequently, an exact prospective number may create a misleading impression that the informational requirements are already known.

Nevertheless, some qualitative designs use relatively fixed samples for legitimate reasons, including bounded case studies and intensive idiographic analyses. Flexibility is not an obligation independent of methodology.

How Should the Research Aim Inform the Initial Range?

The research aim determines what kinds of experiences and perspectives must be examined.

A focused study of how experienced online instructors develop a particular assessment type may require less breadth than a comparative study involving teachers from several disciplines and institutions.

However, a narrowly focused aim can still require extensive analysis when experiences are complex or highly varied.

Before selecting a range, researchers should identify the phenomenon, relevant participants, essential variation, and intended analytical contribution.

The relationship between the research aim and qualitative sample size provides a more defensible starting point than copying a conventional interview count.

Can Information Power Justify a Provisional Range?

Yes. Malterud, Siersma, and Guassora (2016) proposed information power as a framework for reasoning about sample adequacy in qualitative interview studies.

Its five dimensions concern study aim, sample specificity, established theory, dialogue quality, and analysis strategy.

Researchers can evaluate several of these considerations prospectively. For example, they may know that the study has a focused aim and that participants will be selected for direct experience of the phenomenon.

Other dimensions, particularly actual dialogue quality, become clearer during data collection.

The information power framework can therefore support an initial range and its subsequent review. It does not provide a formula that converts the five dimensions into an exact number of interviews.

Can Saturation Be Used to Establish a Range Before Interviews?

Previous empirical studies of saturation may inform prospective recruitment planning, but saturation itself is ordinarily assessed through accumulating data and analysis.

Guest, Bunce, and Johnson (2006) examined thematic saturation in a particular interview dataset. Hennink and Kaiser (2022) synthesized empirical studies reporting saturation under different research conditions.

These findings are useful for understanding possible recruitment requirements, but they do not establish a universally sufficient number.

Researchers should also distinguish code saturation from meaning saturation, since identifying recurring codes may require less data than developing a nuanced interpretation of those codes.

Most importantly, saturation is not appropriate for every qualitative methodology. It should not be inserted into a proposal merely to justify a numerical range.

Does the Appropriate Planning Strategy Differ Across Methodologies?

Yes. A prospective recruitment plan should reflect how the chosen methodology develops and evaluates evidence.

Methodology Possible prospective planning approach
Qualitative descriptive research Specify a provisional target informed by the descriptive aim, relevant variation, and a compatible adequacy criterion.
Grounded theory Estimate initial recruitment while preserving scope for theoretical sampling as categories develop.
Interpretative phenomenological analysis Justify a focused sample in relation to idiographic depth and the feasibility of detailed case analysis.
Reflexive thematic analysis Justify a planned dataset through research scope, participant relevance, and interpretive richness without automatically invoking saturation.
Qualitative case study Specify the case boundaries and anticipated sources of evidence, distinguishing participant numbers from the number of cases.

These approaches are illustrative. The methodological tradition and actual analytical procedure should govern the justification.

Should the Lower Bound Be Treated as a Mandatory Minimum?

Not necessarily. A lower bound may be useful for scheduling and resource planning, but its methodological significance must be explained.

For example, a researcher might anticipate that fewer than twelve interviews would provide limited coverage of the relevant participant variation. That expectation should be supported by the study's sampling rationale rather than presented as a universal rule.

If analysis indicates that the material is already adequate before the lower bound is reached, the researcher must consider the methodology, approved protocol, and strength of that assessment.

Conversely, reaching the lower bound does not justify stopping when essential perspectives or analytical questions remain unaddressed.

Should the Upper Bound Be a Hard Stopping Rule?

An upper bound may be necessary for ethics approval, resource allocation, or practical feasibility.

However, reaching it does not establish that analytical adequacy has been achieved.

If the approved maximum is reached while important information remains missing, the researcher may need to seek an amendment, revise the research scope, or acknowledge the resulting limitations.

Continuing recruitment beyond an approved limit without the required authorization would be inappropriate.

The distinction between an administrative ceiling and an analytical stopping criterion should be explicit.

Can the Final Sample Fall Outside the Proposed Range?

It can, depending on the approved research protocol and the reasons for the change.

A study may require additional participants because analysis identifies missing experiences or insufficient conceptual development.

Alternatively, recruitment may end below the planned range because the eligible population is smaller than anticipated or participants decline to participate.

These circumstances should not be described as equivalent. An analytically justified change differs from recruitment ending because of practical constraints.

Material departures from the approved protocol may require ethics or institutional authorization before implementation.

What If a Thesis Adviser Requires Exactly Fifteen Participants?

Researchers should clarify whether the requirement is administrative, methodological, or based on an institutional template.

If the methodology supports a fixed sample, the proposed number can be justified through the research aim and intended analysis.

If the methodology requires iterative recruitment, the proposal can distinguish the initial target of fifteen from the criteria used to evaluate adequacy.

A constructive explanation should address how the study will remain feasible and ethically manageable while preserving methodological coherence.

There is no need to frame flexibility and advance planning as mutually exclusive.

How Should Recruitment Be Monitored?

Researchers should maintain a recruitment record showing how many individuals were approached, screened, eligible, consented, and interviewed.

Where the methodology permits concurrent analysis, analytical memos can document whether interviews are providing relevant information and whether additional perspectives are needed.

The recruitment record and analytical record serve different purposes. One describes participation, while the other helps justify information adequacy.

For studies using an appropriate saturation procedure, the researcher may document the contribution of successive interview batches. Other approaches may evaluate depth, conceptual development, or case completeness.

What Happens When the Thesis Timeline Is Too Short?

Qualitative research requires time not only for recruitment and interviewing but also for transcription, familiarization, analysis, interpretation, and writing.

A large planned sample may become counterproductive when the researcher cannot analyze the resulting material with sufficient depth.

However, limited time does not automatically justify a smaller sample as methodologically adequate.

If the proposed study is infeasible, researchers should reconsider its scope, recruitment strategy, or timeline before data collection where possible.

The potential effect of excessive recruitment on analytical depth is particularly relevant to intensive interpretive studies.

How Should the Planned Range Be Written in a Thesis Proposal?

A defensible statement should identify the initial target, sampling strategy, eligibility criteria, and rationale for the proposed range.

It should then explain how adequacy will be assessed and whether the design permits recruitment adjustments.

For example, a researcher might state that approximately fifteen to twenty teachers will be recruited purposively because they have direct experience developing online assessments, with the final sample reviewed against the informational and analytical requirements of the study.

The numbers should be presented as study-specific planning assumptions rather than universally established qualitative thresholds.

How Should the Final Sample Be Justified in the Completed Thesis?

The completed thesis should report both the planned and achieved sample sizes, particularly when they differ.

The researcher should describe the recruitment process, relevant participant characteristics, changes to the sampling strategy, and the basis for judging the achieved data sufficient.

If the final sample was limited by time, access, or nonparticipation, those constraints should be acknowledged rather than retrospectively relabeled as saturation or information power.

Vasileiou and colleagues (2018) found substantial variation in how published qualitative interview studies justified sample-size sufficiency, underscoring the value of explicit methodological reporting.

The final participant count is part of the evidence supporting the study, not a substitute for explaining its adequacy.

04 · A Practical Example

Planning a Thesis Interview Range Without Making It an Arbitrary Quota

Hypothetical Example

Teachers' Experiences of Developing AI-Assisted Assessments

A master's student proposes a qualitative interview study exploring how university teachers who design their own online courses make decisions about using generative AI in performance-based assessments.

The student proposes an initial range of fifteen to twenty interviews. The institution requires a recruitment estimate for ethics review, and the analytical approach permits ongoing evaluation of information adequacy.

Step 1: Establish the research aim

The study focuses on teachers' assessment-design decisions rather than general attitudes toward educational AI.

Step 2: Specify participant eligibility

Participants must have direct experience designing online assessments and considering AI in that process, including decisions not to use it.

Step 3: Justify the provisional range

The student considers the focused aim, expected interview depth, meaningful variation across assessment practices, comparable methodological research, and available analytical resources.

Step 4: Define the adequacy review

The proposal explains how interview richness and the coverage of relevant experiences will be evaluated as analysis proceeds, using criteria compatible with the methodology.

Step 5: Monitor recruitment and analysis

After fifteen interviews, the student identifies limited information about teachers who deliberately avoid AI. Additional targeted recruitment is considered within the approved protocol.

Step 6: Report the achieved sample

The final thesis reports eighteen interviews and explains why the resulting material was sufficient for the intended analysis. It does not claim that eighteen is a universally adequate number.

The example illustrates how a provisional range can support practical planning while remaining responsive to analytical needs.

It also demonstrates why the final number must be justified independently of the fact that it falls within the originally proposed range.

05 · What Researchers Often Get Wrong

Common Misconceptions About Predetermined Qualitative Samples

Misconception

A Qualitative Thesis Must Never Specify a Sample Size in Advance

Prospective targets can be appropriate for feasibility and ethics planning. Their suitability depends on the methodology and how adequacy will be evaluated.

Misconception

Reaching the Proposed Number Proves the Sample Is Adequate

Completing a recruitment target does not establish that the data support the intended analysis. Adequacy requires a separate methodological justification.

Misconception

Every Qualitative Study Must Continue Until Saturation

Saturation is not suitable for every qualitative approach. Alternative adequacy criteria may be more consistent with the chosen methodology.

Misconception

A Range Is Less Rigorous Than an Exact Number

A justified range may better represent uncertainty in prospective qualitative recruitment. Numerical exactness does not itself establish methodological rigor.

Misconception

The Approved Maximum Automatically Guarantees Saturation

An ethics-approved ceiling may restrict recruitment without demonstrating analytical completeness. Administrative and methodological criteria must be distinguished.

Misconception

Recruitment Difficulties Can Be Reported as Information Power

Limited access or time does not establish sample adequacy. Researchers should report practical constraints and analytical limitations separately.

06 · What This Means for You

Specify a Defensible Recruitment Plan and Explain Its Flexibility

Begin with the methodology and research aim, then develop a realistic target or range based on participant relevance, intended variation, and analytical requirements.

Explain what would justify continuing, modifying, or stopping recruitment, subject to the approved protocol.

A simple decision framework

If the institution requires a prospective participant number
Provide a justified target or range and clarify whether it is an estimate, minimum, or maximum.
If the methodology involves iterative sampling
Preserve a process for reviewing information needs and seeking additional participants where permitted.
If the sample is intentionally fixed
Explain why that design supports the research aim and how its analytical limitations will be addressed.
If the approved maximum is reached before adequate data are obtained
Consider an authorized amendment or revise the scope and claims rather than assume adequacy.
If recruitment ends below the planned target
Distinguish analytical sufficiency from practical constraints and report the reason transparently.

A thesis proposal should demonstrate that the researcher has a credible plan, not pretend that every recruitment outcome can be known in advance.

The final thesis should explain what actually occurred and why the achieved sample supports the analysis.

07 · A Quick Checklist

Before Finalizing a Qualitative Thesis Sample-Size Range

Check the recruitment plan before proposal submission:
Define the research aim and chosen qualitative methodology.
Specify the participant population and eligibility criteria.
Identify the perspectives and variation needed for the intended analysis.
Review comparable studies and appropriate methodological literature.
Explain whether the number is a target, provisional range, minimum, or maximum.
Select an adequacy criterion compatible with the methodology.
Assess recruitment feasibility and analytical workload.
Confirm applicable ethics approval and amendment requirements.
Document changes between the planned and achieved samples.
Justify the achieved sample through the information supporting the final analysis.
08 · Frequently Asked Questions

Frequently Asked Questions About Qualitative Thesis Sample-Size Planning

Can a qualitative thesis specify fifteen to twenty participants?

Yes, as a provisional study-specific range when justified by the research aim, methodology, participant relevance, and analytical requirements. It is not a universal recommendation.

Must I recruit exactly the number stated in my proposal?

Not necessarily. The answer depends on the approved protocol and methodology. Material changes may require institutional or ethics authorization.

Can I stop before reaching my proposed minimum?

Potentially, if the methodology supports the decision and the approved protocol permits it. The researcher must justify adequacy or report the practical constraints that prevented further recruitment.

Can I recruit beyond the upper limit in my ethics application?

Do not exceed an approved recruitment limit without any required authorization. Consult the applicable ethics committee procedures for amendments.

Should I use saturation to justify my planned range?

Only if saturation is consistent with the methodology. Previous saturation studies may inform planning, but saturation cannot ordinarily be guaranteed before analysis.

Does information power give an exact thesis sample size?

No. It supports a reasoned assessment of sample adequacy through interacting methodological considerations rather than a numerical formula.

What if I recruit fewer participants than expected?

Report why recruitment differed from the plan and evaluate whether the achieved material supports the intended analysis. Do not automatically equate recruitment difficulties with analytical adequacy.

Should the final thesis report both planned and achieved sample sizes?

Yes, particularly when the numbers differ. Explain recruitment decisions, relevant protocol changes, and the rationale for the final sample.

09 · The Bottom Line

Predetermine the Recruitment Plan, Not an Unsupported Claim of Adequacy

The Bottom Line

A qualitative thesis can appropriately predetermine a participant target or range, but the proposed number should be justified as a planning decision rather than treated as automatic evidence of sample adequacy.

Use a methodology-consistent rationale, preserve appropriate flexibility within the approved protocol, and explain why the achieved sample supports the final analysis. A well-justified range is more defensible than an exact number selected without a clear analytical purpose.

10 · Sources and Further Reading

Research Literature on Qualitative Sample-Size Planning

11 · Cite this Guide

How to Cite This Guide

This guide is intended to be read, shared, and used in research, teaching, and academic work. If you draw on its ideas, explanations, or other content, please acknowledge the source by citing the guide. Doing so gives appropriate credit and helps your readers locate the original resource.

Has the Field Guide helped your research?

If a guide helped clarify a question, inform a research decision, or move your work forward, I would love to hear about your experience. Your story may also help other researchers discover the Field Guide.

Share Your Experience
Takes only a few minutes