Manuel B. Garcia

Manuel B. Garcia serves as the Senior Director for Educational Technology and Digital Learning at FEU Institute of Technology, Manila, Philippines. Read More

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What Should Researchers Do When University and Journal AI Policies Conflict?

University and journal AI policies can impose different requirements, but not every difference is a true conflict. Learn how to identify which rules apply and what to do when both cannot be satisfied as written.

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University and Journal AI Policy Conflicts Guide 87 of 795
01 · The Question

What Happens When Two AI Policies Tell You Different Things?

Your university permits a particular form of AI-assisted writing, but your target journal restricts it. Or the journal asks authors to disclose AI use in a way that seems inconsistent with your institution's confidentiality requirements. Perhaps your university requires an approved AI platform while the journal's instructions appear to assume another workflow.

Which policy wins?

That question is tempting, but it can be misleading. University and journal policies often govern different parts of the research and publication process. Many apparent conflicts disappear once you identify precisely what each policy requires. A genuine conflict exists when two requirements both apply to the same activity and complying with one would prevent you from complying with the other.

02 · The Short Answer

Do Not Automatically Choose One Policy Over the Other

In Brief

When university and journal AI policies appear to conflict, first determine whether they actually govern the same activity. If both apply and can be satisfied simultaneously, comply with both. If compliance with one would genuinely require violating the other, stop before proceeding and seek clarification from the responsible institutional office and the journal.

There is no universal rule that a university policy always overrides a journal policy or vice versa. Their authority, scope, and consequences differ, and additional legal, ethical, contractual, or funder requirements may also constrain the available solution.

03 · What You Need to Know

Most Policy Differences Are Not True Conflicts

Start by Separating Permission From Obligation

Suppose your university says researchers may use generative AI for manuscript preparation under specified conditions. Your journal says substantive AI assistance must be disclosed.

Those policies do not conflict. One grants conditional permission. The other imposes an additional publication requirement. You can use the tool in accordance with the university policy and disclose that use in accordance with the journal policy.

Researchers sometimes interpret "the university allows this" as "no other authority may impose additional conditions." That is not what permission ordinarily means.

Policy difference Two policies regulate the activity differently, but you can still satisfy both.
Policy conflict Two applicable requirements concern the same activity and compliance with one would make compliance with the other impossible or impermissible.

This distinction should be made before attempting to decide which policy has priority.

Identify Exactly What Each Policy Governs

University policies can govern approved software, research data, information security, privacy, ethics, research integrity, intellectual property, employment responsibilities, and institutional resources.

Journal policies can govern manuscripts submitted for publication, AI declarations, authorship, images, methodological reporting, confidentiality during peer review, and editorial processes.

These scopes overlap, but they are not identical. Understanding which authorities govern each part of AI-assisted research is therefore the first step in resolving an apparent conflict.

Write the Two Requirements Side by Side

Policy conflicts become much easier to analyse when vague impressions are converted into specific requirements.

Question University Policy Journal Policy
What AI activity is addressed? Identify the exact institutional use Identify the exact publication use
Is the rule mandatory or advisory? Look for must, shall, prohibited, should, may Look for equivalent editorial language
Who does it apply to? Researchers, staff, students, particular units? Authors, reviewers, editors?
What material does it govern? Research data, confidential information, institutional systems? Manuscript text, figures, methods, peer-review material?
What action is required? Use approved system, obtain approval, prohibit transfer? Disclose, describe, avoid particular use, retain human accountability?
Can both requirements be satisfied? If yes, there may be no genuine conflict.

Reading policies this way is less glamorous than debating "who has authority," but it usually produces a better answer. Policy interpretation has always had a fondness for verbs.

A Stricter Journal Rule Often Creates No Conflict

Imagine that your university allows AI-assisted manuscript drafting while your target journal allows AI only for specified forms of assistance and prohibits AI from replacing accountable scholarly contribution.

You can normally comply with both by limiting your AI use to what the journal permits. The university did not require you to use every capability it allows.

Current publisher policies illustrate how additional conditions can operate. Elsevier permits certain AI assistance but requires qualifying use in manuscript preparation to be declared. Springer Nature uses a risk-based framework that permits some uses, requires oversight and transparency for others, and prohibits uses that replace accountable human scholarship or create unverifiable scholarly content. ICMJE likewise emphasises human accountability, transparency, and journal-specific AI policies.

The existence of these publication requirements does not inherently contradict a university policy that permits responsible AI use.

A Stricter University Rule Also Usually Remains Applicable

Reverse the example. The journal permits authors to use generative AI to improve manuscript text, but your university prohibits confidential or sensitive research material from being entered into the AI service you intend to use.

The journal's permission does not compel you to upload the material. You can comply with both by not using that service with restricted information.

This reflects the distinction discussed when considering whether a journal can restrict AI use that your university otherwise permits: permissions from different authorities are not interchangeable.

True Conflicts Require More Careful Resolution

A genuine conflict is less common but possible. For example, a journal could request information about an AI workflow that your institution believes cannot be disclosed publicly because it contains protected security information, confidential contractual details, or proprietary material.

Even then, the conflict may concern the form or level of disclosure rather than whether disclosure is possible at all. The appropriate solution might involve providing sufficient methodological transparency without exposing protected information, but researchers should not invent such compromises without checking whether both authorities accept them.

Another possibility is that a journal requires a procedure that your institution explicitly prohibits. If there is genuinely no compliant way to satisfy both, submission to that journal may not be possible unless one authority grants an exception or acceptable alternative.

Watch Out

Do not solve a real policy conflict by secretly violating one requirement and hoping it is never noticed. Publication convenience does not erase institutional, legal, ethics, funder, security, or contractual obligations.

Check Whether Other Authorities Constrain the Solution

A disagreement between university and journal policies may not be the only issue. The research could also be governed by law, an ethics approval, a grant condition, a data-use agreement, an employment obligation, or a collaboration contract.

Suppose the journal permits an AI analysis and the university also permits it, but the dataset licence prohibits transferring the data to third-party services. There is no university-journal conflict at all. The contractual restriction independently prevents the proposed workflow.

Similarly, funder requirements can impose their own AI conditions, while research ethics requirements may constrain AI processing involving participants.

Ask the University About the University Rule

If the institutional requirement is ambiguous, seek clarification from the office responsible for it. Depending on the issue, that may be the research office, research-integrity office, data-protection office, information-security team, ethics office, legal office, or another policy owner.

Do not ask only, "Can I follow this journal policy?" Explain the exact apparent conflict. Identify what the journal requires, what institutional provision appears to prevent it, what information or AI system is involved, and what you propose to do.

Ask the Journal About the Journal Rule

When the publication requirement itself is unclear, contact the journal through the appropriate editorial channel. Editors are better positioned to interpret their journal's requirements than a discussion thread, colleague's recollection, or AI-generated summary of the policy.

This is particularly important where the journal's published guidance does not address your specific use. The separate problem of what to do when a journal has no clear AI policy should not be solved by inventing one on its behalf.

Document the Clarification

When the issue is consequential, keep the relevant policy versions and written clarification. AI policies are changing quickly, and a future editor, collaborator, research-integrity officer, or reviewer may reasonably ask what requirements you followed.

Documentation is particularly useful when an authorised office or editor provides an interpretation not obvious from the public wording.

Changing the Journal Can Be a Legitimate Solution

Researchers sometimes treat the target journal as immovable. It is not always so.

If a journal's requirements are genuinely incompatible with obligations you cannot waive, another appropriate publication venue may be the simplest compliant solution. This should not be confused with shopping for a journal that will overlook questionable conduct. The issue is whether another legitimate venue has requirements compatible with how the research was lawfully and ethically conducted.

04 · A Practical Example

Is This Actually a Policy Conflict?

Hypothetical Example

The University Allows AI, but the Journal Requires Disclosure

A researcher uses an institutionally approved generative AI system to improve the organisation and wording of several manuscript sections.

University rule The institution permits this use provided no prohibited information is entered and the researcher remains responsible for the output.
Journal rule The target journal permits qualifying AI-assisted manuscript preparation but requires authors to declare the tool and purpose.
Initial impression The researcher worries that the policies conflict because the university does not require an AI statement.
Policy comparison The university says disclosure is not required by that institutional policy. It does not prohibit disclosure to a journal.
Resolution The researcher follows the university's conditions and adds the declaration required by the journal.
Result There was no genuine conflict. The journal simply imposed an additional submission requirement.

This kind of distinction prevents unnecessary escalation. Before asking which policy wins, first ask whether both can be followed.

05 · What Researchers Often Get Wrong

Common Mistakes When AI Policies Appear to Conflict

Misconception

The Stricter Policy Always Automatically Wins

Following the stricter compatible requirement is often a practical way to satisfy both policies, but "the strictest policy wins" is not a universal rule of legal or institutional authority. First determine whether each policy applies and what it actually requires.

Misconception

The Journal Always Wins Because It Controls Publication

A journal can establish submission conditions, but it cannot make your institutional, legal, ethical, contractual, or funder obligations disappear. If publication requires conduct you are not permitted to undertake, you need clarification or another compliant route.

Misconception

The University Always Wins Because It Employs Me

Your institutional obligations remain important, but a journal does not have to accept a manuscript merely because the university permitted how it was prepared. Publication remains subject to the journal's applicable editorial requirements.

Misconception

Different Requirements Automatically Mean a Conflict

Many differences are cumulative rather than contradictory. One authority may permit an activity while another requires disclosure, documentation, or additional safeguards. If you can comply with both, there is no true conflict.

Misconception

Disclosure Fixes Any Conflict

Transparency is valuable, but disclosure cannot legalise prohibited data processing, override an ethics approval, waive a confidentiality obligation, or make a journal accept a prohibited AI use.

06 · What This Means for You

Resolve the Requirements Before Choosing Which Rule to Follow

When policies appear inconsistent, turn the problem into a sequence of concrete questions rather than deciding immediately that one authority must outrank the other.

A simple conflict-resolution framework

If the policies concern different activities
Apply each policy to the activity within its scope.
If one policy permits something and the other adds compatible conditions
Comply with both. Additional conditions do not necessarily create a conflict.
If both policies apply and one is more restrictive
Determine whether following the more restrictive requirement satisfies both without violating another obligation.
If complying with one policy would require violating the other
Pause the affected activity and seek written clarification from the responsible university authority and journal.
If an acceptable interpretation, exception, or alternative workflow is approved
Document it and proceed according to the agreed conditions.
If the conflict cannot be resolved
Do not violate a binding requirement merely to submit. Consider another compliant workflow or, where appropriate, another suitable journal.

For collaborative projects, make the resolution visible to the research team. A documented project-level AI-use plan can help prevent one collaborator from acting on a journal rule while another is working from a different institutional assumption.

07 · A Quick Checklist

When University and Journal AI Policies Seem to Disagree

Before deciding which requirement to follow, check:
Retrieve the current official version of both the university and journal policies.
Write down the exact AI activity each policy governs rather than comparing broad statements about AI.
Distinguish mandatory requirements from recommendations, permissions, and examples.
Determine whether both policies actually apply to your role, data, manuscript, tool, and activity.
Ask whether you can comply with both requirements simultaneously before treating them as conflicting.
Check whether law, ethics approval, funder conditions, contracts, or data agreements further constrain the solution.
Seek clarification from the university policy owner when the institutional requirement is ambiguous.
Seek clarification from the journal when its publication requirement is unclear.
Keep written records of consequential clarifications, exceptions, or approved alternative procedures.
If no compliant resolution exists, consider another legitimate publication route rather than quietly violating a requirement.
08 · Frequently Asked Questions

Frequently Asked Questions About Conflicting AI Policies

Which takes priority, my university's AI policy or the journal's?

There is no universal hierarchy covering every situation. The policies may govern different relationships, and both may apply. First determine their scope and whether compliance with both is possible. Genuine incompatibility should be referred to the relevant authorities rather than resolved by assumption.

Should I simply follow whichever policy is stricter?

Following a stricter compatible condition may sometimes satisfy both policies, but this is a practical strategy rather than a universal rule of authority. Confirm that the stricter requirement actually applies and does not itself conflict with another binding obligation.

What if the journal requires AI disclosure but my university does not?

That is not ordinarily a conflict unless your university actually prohibits the disclosure. If the university merely does not require it, you can generally satisfy the journal's additional disclosure requirement while remaining compliant with the institutional policy.

What if the journal allows an AI tool that my university prohibits?

Journal permission does not authorise you to disregard an applicable institutional prohibition. Use a compliant alternative if one exists or seek clarification from the institution and journal.

Should I tell the editor about the conflict?

If the journal's requirement is part of the unresolved conflict, contacting the appropriate editorial office is sensible. Explain the relevant facts and ask whether an acceptable alternative can satisfy the journal's requirement without disclosing information you are not authorised to share.

Can I submit to another journal if the conflict cannot be resolved?

Potentially, yes. If another suitable journal has requirements compatible with the lawful and ethical conduct of your research, changing the publication venue may be appropriate. The alternative journal's own AI policy should still be checked before submission.

What if the policies changed after I used AI?

Determine which version applies to the relevant activity and submission, whether transitional provisions exist, and whether any corrective action or disclosure is required. The broader problem of AI policies changing during an ongoing project requires attention to timing as well as scope.

09 · The Bottom Line

First Determine Whether the Policies Really Conflict

The Bottom Line

When university and journal AI policies appear to conflict, do not assume that either one automatically overrides the other. Identify exactly what each policy governs, determine whether both can be satisfied, and seek authoritative clarification when compliance with one would genuinely prevent compliance with the other.

Many apparent conflicts are simply additional requirements layered onto the same activity. When a genuine incompatibility remains, resolve it before proceeding, document the outcome, and choose a different compliant workflow or publication venue if necessary.

10 · Sources and Further Reading

Authoritative Sources on AI Requirements in Publishing

11 · Cite this Guide

How to Cite This Guide

This guide is intended to be read, shared, and used in research, teaching, and academic work. If you draw on its ideas, explanations, or other content, please acknowledge the source by citing the guide. Doing so gives appropriate credit and helps your readers locate the original resource.

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